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Last update:20-Oct-03


DESIGNING ASSESSMENT RESOURCES

 

Assessment resources provide a means of collecting the evidence that assessors use in making judgements about whether candidates have achieved competency. In some cases, assessors may use prepared assessment materials, such as those specifically developed support materials for this training package, or assessors may develop their own assessment materials to meet the needs of their clients.
If using prepared materials, assessors should ensure that the materials are benchmarked against the current version of the relevant unit[s] of competency. One way of ensuring the relevance of prepared materials is to check that the materials are listed on the National Training Information Service (http://www.ntis.gov.au). This lists “noted” materials which have met quality criteria as determined by ANTA. However, training organisations can develop materials to meet the training/assessment needs of their clients.
When developing assessment materials, assessors must ensure that:
  • materials are benchmarked against the selected unit(s) of competency in this training package
  • assessment materials are validated to ensure that assessors can gather sufficient, valid and reliable information to make assessment decisions against the competency standards.
  • assessment materials and processes conform with the Australian Quality Training Framework including the National Assessment Principles. These are that:
    1. endorsed industry/enterprise standards are the benchmarks for assessment, where they exist
    2. assessment guidelines within endorsed training packages provide the framework for the assessment of the units of competence within that industry, industry sector or enterprise
    3. endorsed industry/enterprise standards form the basis of qualifications and Statements of Attainment in the vocational education and training sector, where they exist
    4. assessment conducted for the purposes of national recognition should lead to a qualification or Statement of Attainment under the Australian Qualifications Framework
    5. assessment should be undertaken by, or auspiced through, a Registered Training Organisation
    6. assessment for national recognition purposes shall be conducted within a quality assurance framework
    7. responsibility for assessment resides with the body that issues the qualification or Statement of Attainment under the Australian Qualifications Framework
    8. assessment processes shall be valid, reliable, flexible and fair
    9. assessment systems must incorporate mechanisms for recording, storing and accessing assessment outcomes
    10. assessment reporting systems should indicate the Units of Competency that the individual has attained
    11. assessment systems should incorporate ongoing monitoring and review process
    12. assessment processes shall provide for the recognition of prior learning regardless of where this has been acquired
A key reference for assessors engaged in developing assessment materials is the Training Package for Assessment and Workplace Training [BSZ98] and particularly the unit of competency titled Develop Assessment Tools [BSZ507A]. There is no set format or process for the design, production or development of assessment materials. However, the seven-step process represented in the following diagram is based on the unit of competency Develop Assessment Tools [BSZ507A] and provides a general approach to the design and development of such materials.


As illustrated in the preceding diagram, the process of developing assessment materials involves seven key steps. These are:
1. Select the units of competency to be assessed
Identify the unit/s of competency in this training package that is to be assessed. The assessment may be formative or summative with assessment resources focussing on either a single unit of competency or a cluster or group of related units of competency.
2. Analyse the unit of competency
The unit of competency describes the work and the required standards of performance.
Read the full unit of competency carefully and familiarise yourself with the:
  • Unit Description – this outlines the aspect of work to be assessed.
  • Elements and Performance Criteria – these describe the nature of the task to be assessed and the standard of performance that is expected of the candidate.
  • Range of Variables – this describes the conditions under which the task should be able to be performed.
  • Evidence Guide – this provides information on the key tasks which the candidate must be able to do (critical aspects of competency), the underpinning knowledge and skills required to perform the task (underpinning knowledge and skill) and units of competency that may be grouped for an integrated holistic assessment (interdependent assessment of unit).
Identify the key skills that the candidate will require to perform the work activity described in the unit of competency. These are:
  • Task Skills – these involve performing the task to the required standard as described in the unit of competency.
  • Task Management Skills – these involve managing a number of different tasks within the job.
  • Contingency Management Skills – these involve responding to problems, breakdowns and changes in routine.
  • Job/Role Environment Skills – these involve fulfilling the responsibilities and expectations of the workplace.
3. Identify the type and amount of evidence to be collected
Prepare a list of the evidence that might be collected to show that the candidate is able to perform the work activity described in the unit of competency. There are three broad categories of assessment evidence that may be used in conducting competency assessments. These are:
  • product – this refers to an item that is constructed or a service that is delivered.
  • process - this refers to the way in which a product is produced or achieved.
  • knowledge – this refers to the information that is required to perform the aspect of work described in the unit(s) of competency. This may include information, knowledge of specific laws, regulations and codes of practice and knowledge of principles, processes and procedures.
Evidence should be collected through a variety of methods. These include:
  • observation – observation of workplace activities, demonstration of specific tasks, observation of activities under simulated workplace conditions, observation of role play.
  • questioning – oral questioning, written tests, interviews.
  • supplementary evidence – supervisor reports, employer references, documentation about past or prior achievements, portfolios.
The assessor must determine the type and amount of evidence that is required and how this will be collected.
4. Plan the assessment activities
Prepare a brief written description of the assessment activities that will be used to collect the required evidence. This assessment plan should be discussed with the candidate prior to the assessment taking place. This plan may include observation of a workplace activity, assessment of a product or workplace process, a role-play or simulation, questioning or some other form of evidence gathering technique. The description does not have to be detailed but should at least describe, in broad terms, the nature of the activity to be undertaken. The assessment plan should detail the:
  • type of evidence gathering e.g.: observation, questioning, supplementary evidence
  • tasks which the candidate is required to do
  • location of the assessment activity i.e.: on or off the job
  • time allocated to the activity
  • who will be involved in the assessment process
  • any assessment considerations in regard to “reasonable judgment’’, if appropriate, for candidates with special needs.
In planning the activity consideration should be given to using evidence gathering methods that:
  • are appropriate to the industry context
  • are gender and culturally inclusive
  • take into account the language, literacy and numeracy skills of both the assessor and the candidate
  • minimise the cost of assessment
  • are practical in regard to safety issues and resources required
  • involve the collection of a variety of forms of evidence
  • may be customised to take into account local conditions, site requirements and enterprise specific practices
  • utilise industry and enterprise reference materials, such as standard operating procedures and Material Safety Data Sheets
  • allow for updating of evidence requirements and work practices in line with changes to legislation, regulations and Codes of Practice
  • take account of safety considerations and the assessment environment, especially for first time workers or for assessment of high-risk operations or in high-risk industries.
5. Prepare the assessment resources
Resources need to be developed to:
  • prepare the candidate
  • carry out the assessment process
  • record outcomes of the assessment for the candidate, assessor, trainer and the employer.
The resources for the assessment process are to be developed in accordance with the assessment plan. The assessment resources should:
  • address the relevant unit(s) of competency
  • require the candidate to demonstrate the four components of competency
  • identify the evidence requirements and evidence collection methods
  • include instructions for candidates and those involved in administering the assessment activity
  • incorporate allowable reasonable adjustments to the assessment procedure.
6. Validate the assessment resources
The assessment resource should be piloted with a small sample of assessors. Information gathered through this process should be analysed and checked for ease of use, validity, reliability, fairness and flexibility to establish any amendments that may be required. The assessment resources are redrafted incorporating suggested amendments as appropriate.
7. Prepare the final version of the assessment and recording resources
The assessment resource is published in an appropriate format, either written or electronic, and made available to assessors within the organisation. Arrangements are put in place for the ongoing maintenance and cyclical review of the assessment resource.
More detailed instructions on the design, development and review of assessment resources may be provided in the Training Package Support Materials that may have been developed to support this training package.

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